Investment

Diversification, Value & Quality

Investment Philosophy

In managing our clients’ portfolios, we adhere to quality-based principles and are disciplined in our approach. At Alpha-Omega Private Wealth our investment philosophy is based on:

We believe in a broad degree of diversification and do not believe in placing big bets on any particular outcome. No matter how attractive the prospects are for a given company, a given industry, or a given country, it is difficult to know for sure to what extent the positive outlook is already reflected in current prices. Unforeseen negative surprises can and do occur. A diversified approach allows for more consistent, predictable long term results.

Diverification

We believe in a broad degree of diversification and do not believe in placing big bets on any particular outcome. No matter how attractive the prospects are for a given company, a given industry, or a given country, it is difficult to know for sure to what extent the positive outlook is already reflected in current prices. Unforeseen negative surprises can and do occur. A diversified approach allows for more consistent, predictable long term results.

Value

Our discipline, patience and research efforts allows us to maintain a strong understanding of the companies that we own all the while keeping our focus on undervalued securities.

Quality

The vast majority of our portfolios are comprised of mid to large capitalisation, high quality securities. This is true in the equity component and also on the fixed-income side where we do not believe in lowering our quality standards in order to reach for some additional yield. We will, from time to time, take a smaller position in unique opportunities that present themselves that are more junior or speculative in nature where the risk/reward ratio appears especially attractive.

Asset Allocation

We believe decisions regarding an appropriate mix of cash, fixed income, and equities are crucial to satisfying expectations regarding long term portfolio performance.

Good asset mix decisions can only be made after a thorough analysis of each client’s circumstances and tolerance for risk. We do not believe that frequent wholesale changes to asset mix or attempts to time the market add value over the long term.

Should changing capital markets or personal circumstances warrant a shift in asset mix, Alpha-Omega Private Wealth has the expertise to adjust portfolios accordingly.

Equity Strategy

Sound fundamental analysis and careful security selection.

At Alpha-Omega Private Wealth, we believe sound fundamental analysis and careful security selection are essential to achieving consistent above average results within European, American, and International equity markets.

Through constant screening and analysis, we build diversified portfolios of quality, mid to large capitalisation companies run by capable and motivated management. Our ongoing research effort includes regular communication with company management and senior analysts from the investment community.

Portfolios are continually monitored and we tend to take a long term view, however should a company unadvisedly change strategy or fail to meet our expectations, our sell discipline prompts swift action.

Fixed Income Strategy

Secure, consistent, and predictable income

The core of the fixed income section of our portfolios is created with security of principal and income as primary considerations.

High quality Structured Notes / Investment Notes provide diversification, reduce volatility, and generate secure, consistent, and predictable income. To maximise total return without taking unnecessary risks, we invest in high-quality short to intermediate term Structured Notes. Our Structured Notes holdings are predominantly very marketable and provide flexibility for shifts in policy.

Our individually managed accounts allow us to tailor each portfolio to our client’s specific goals and objectives. One of the more important aspects to our management style is our sensitivity to tax issues. Insight into our clients’ tax status is the basis of the understanding needed to make appropriate fixed income investments and maximise the total portfolio’s return.

Portfolio Administration & Fees

Quality-based principles and disciplined approach.

Communication

The partners and portfolio managers at Alpha-Omega Private Wealth are directly accessible to our clients. Regular communication with our clients is essential for fulfilling expectations and for building trusted long term relationships.

Custodian Services

Alpha-Omega Private Wealth does not hold cash or securities on behalf of our clients. Securities and cash are held at a custodial agent, usually a Financial Institution or trust company.

Fees

Fees will vary based on portfolio size and are generally a fraction of the expense ratios associated with many mutual funds or dealer sponsored wrap accounts.

Reporting

Our fundamental belief is to ensure full transparency to our clients. Our customised Portfolio Valuation Reports are designed to provide comprehensive and valuable information. All security positions, cost and independently sourced current market values, as well as expected annual income and portfolio yield are readily displayed. A detailed breakdown of asset allocation in ALL currencies amounts and percentage across sectors are included. Individual equity holdings and weightings are categorised by industry group to provide a clear view of our various exposures at each reporting period. Our transaction report details purchases and sales year to date along with a cumulative Capital Gains / Losses Report. Our material is available monthly or quarterly to meet client preferences. As well, online access is available if desired.